Senior Executive Vice President Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Senior Executive Vice President RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. He was named president in December 2017. Mehlman received her bachelors degree from Cornell University. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. 2023 Regions Bank. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Privacy Policy. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Chief Risk Officer. This 32-page document allows for easier reading and reference. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Privacy Policy. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). jsbacContactjsbacContact Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Deputy Chief Risk Officer and Chief Credit Officer. Cheatham graduated from Auburn University with a bachelors degree in accounting. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Questions about becoming a Gartner client? He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Head - Financial Risk. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Design a human-centric compliance culture. Bill Ritter serves as Head of the Wealth Management group. Kate R. Danella and Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. General Counsel and Corporate Secretary. Senior Executive Vice President In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. May 27, 2022, 1:30 p.m. EDT 3 Min Read. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Andrews experience and insights will help us build on these accomplishments. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. All Rights Reserved. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Youre about to leave Regions to use an external site. Deron Smithy serves as Regions Treasurer. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Tammy LoCascio . The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Member FDIC. He also served as the Florida president. Additional information about Regions and its full line of products and services can be found at www.regions.com. (Photo: Business Wire). He is a member of the Executive Leadership Team. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Executive Vice President 2023Gartner, Inc. and/or its affiliates. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Leadership Team and Board of Directors - First Horizon Bank Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. New compliance officers face an overwhelming amount of tasks during their first few months. Privacy Policy. Beth Ardoin Chief Communications Officer . Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Senior Executive Vice President September 13 Law and regulation Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Management Bios | Regions Financial Corporation Hope Dmuchowski Chief Financial Officer. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza John B. Owen Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Jeremy D. King Embed controls to reduce risk in a hybrid work environment. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Senior Executive Vice President Senior Executive Vice President Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Head of Corporate Responsibility and Community Engagement. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. John Turner is president and chief executive officer of Regions Financial Corporation. Ritter is a member of Regions Executive Leadership Team. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Nix commits much of his time to community engagement and professional organizations. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Head of Commercial Banking. Congratulations on your new role. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Advisory Services are offered through Cetera Investment Advisers LLC. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. His primary focus was financial institutions. Save time and execute with confidence when creating your strategic plan for compliance. 2023 Regions Bank. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Turner holds a bachelors degree in economics from the University of Georgia. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Regions Bank is an Equal Housing Lender and Member FDIC. Tara Plimpton - Senior Executive Vice President Chief Legal Officer ET Head of the Wealth Management Group. and Executive Vice President Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. He is a member of Regions Executive Leadership Team. Corporate governance is my passion. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. He began his career in the Jackson, Mississippi office of Arthur Andersen. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner Senior Executive Vice President Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Andrew Nix. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. You should consult privacy disclosures at the linked website for further information. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. and Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. He is a member of the banks Executive Leadership Team. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Chief Enterprise Operations and Technology Officer. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Chief Transformation Officer. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Head of Investor Relations. Barb Godin Fournier J. Gale, III Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. His primary focus was financial institutions. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Senior Executive Vice President December 09, 2020, 1:13 p.m. EST 1 Min Read. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. 4 Models for the Chief Compliance Officer Role. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. He is a alumnus of the Graduate School of Banking at Louisiana State University. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Regions Bank is an Equal Housing Lender and Member FDIC. and He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Senior Executive Vice President His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Senior Executive Vice President Regions provides links to other websites merely and strictly for your convenience. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. The LifeGreen color is a trademark of Regions Bank. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Chief Legal Officer and Corporate Secretary. Dana Nolan serves as the Head of Investor Relations at Regions. He is a member of the banks Executive Leadership Team. Core Product Marketing. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Brett D. Couch Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Internet Explorer presents a security risk. Head of Corporate Banking Group. All rights reserved. He began his career in information systems with McDonnell-Douglas. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate You should consult privacy disclosures at the linked website for further information. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Senior Executive Vice President To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. 8 a.m. 7 p.m. Senior Executive Vice President First Horizon Bank. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Privacy Policy. He is a member of the Regions Executive Leadership Team. Head of Enterprise Operations. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Prior to assuming her current role, she was named associate director of investor relations in 2010. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. C. Matthew Lusco He began his career at Crestar Mortgage. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Senior Executive Vice President Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates.
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